WebAug 9, 2012 · The Investment Industry Regulatory Organization of Canada (IIROC) has fined CIBC World Markets Inc. $85,000 for failing to supervise the options trades of two … WebMar 31, 2005 · CIBC World Markets is not an incorporated entity and, therefore, has neither a certificate of incorporation nor by-laws. B. Flynn's Employment History. Flynn began his career at CIBC, the Canadian parent company, in 1991 working in Canada as the Director of Foreign Exchange, Structured Products in the bank's investment banking operations. In ...
The FX Files – The “It’s a Holiday Somewhere” Edition… - CIBC …
WebCIBC World Markets is the investment banking subsidiary of the Canadian Imperial Bank of Commerce. The firm operates as an investment bank both in the domestic and international equity and debt capital markets. The bank provides a variety of financial services including credit and capital market products, mergers and acquisitions, merchant banking. WebJulia Moynihan is Managing Director and Head, Money Market at CIBC World Markets. She has over 20 years of trading and origination experience in the front-end of the Canadian yield curve. She is currently responsible for trading and origination of Government, Corporate and Securitized Short-Term debt. Julia plays a leadership role in CIBC’s … biobert python
CIBC division fined $700,000 over trades - The Globe and Mail
WebDec 22, 2004 · The brokerage arm of Canadian Imperial Bank of Commerce has agreed to pay a $700,000 fine and change the way it ... CIBC World Markets has agreed to … WebSep 25, 2024 · Pursuant to the Settlement Agreement, CIBC World Markets Inc. agreed to a $125,000 fine as a penalty. ... CIBC World Markets Inc. is an IIROC-regulated firm. WebApr 6, 2024 · CIBC World Markets has been fined $150,000 by IIROC for failing to identify market “pinging”. A regulatory hearing detailed how it failed to detect and prevent the entry of any order by a “direct electronic access” client that “interfered with fair and orderly markets”. Critically, the conduct by the client had previously been the ... daffy duck slap your face off